Referral Service

Even if you have decided against becoming licenced or authorised, it is still important that you comply with the requirements under the Corporations Act and other legislation when referring clients.

The below list of resources has been designed to assist you in that process.

1. Financial services referral checklist 

2. Guidelines for referrals for financial services

3. Referral form - can be a white paper if you wish to include your logo in the top left hand corner

4. Referral form, Shadforth Financial Group - can be a white paper if you wish to include your logo in the top left hand corner

Members who may not want to get directly involved in financial planning or giving financial advice; but still want to be able to offer these services to their clients, will have access to an extensive referral network of experienced and fully qualified local financial advisers. This will mean that members can retain their clients whilst still offering the full range of financial services through the providers' networks. Access to the referral service will be offered at no cost to IPA members.

Click here to access the Referral Service