FASEA Exam Deadline Nears

‘The exam is a required component of the education standard that all advisers are required to pass to provide personal financial advice to retail clients in respect of retail financial products. The examination has been designed to reflect the competencies required to provide quality personal financial advice to retail clients by assessing the following knowledge areas:

  1. Financial Advice Regulatory and Legal requirements (including Corporations Act chapter 7, AML, Privacy and Tax Agents Services Act (TASA) 2009)
  2. Financial Advice Construction – suitability of advice aligned to different consumer groups, incorporating consumer behaviour and decision making
  3. Applied ethical and professional reasoning and communication – incorporating FASEA Code of Ethics and Code Monitoring Bodies

FASEA provides suggested reading material and practice questions to help you prepare for the exam.

There is more information on the FASEA website on: